Securities Litigation

The Securities Litigation Section is led by David Clouston (Dallas). 

On a nationwide basis, we represent clients in all major areas of securities law and handle claims involving broker-dealers, investment advisors, financial planners, clearing firms, and brokers. We represent clients before self-regulatory agencies, state and national regulatory agencies, in customer disputes and shareholder class actions. We assist firms in conducting internal investigations related to suspicious activity. 

We have tried scores of cases to verdict over the last 20 years and our team has honed the specific skills necessary to try these cases efficiently and effectively, often with limited discovery mechanisms available in arbitration. 

Our attorneys appear nationwide in federal and state courts and federal and state regulatory agencies and regularly appear before: 

Proactive Advice

A critical part of our practice is providing preventive, proactive, problem-solving advice that is practical. 

We counsel clients on how to avoid regulatory pitfalls, by holding continuing education seminars and implementing training programs. 

What We Provide: 

Practice Area Leader

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FOUNDED IN NEW ORLEANS, WE NOW SERVICE CLIENTS THROUGHOUT THE NATION


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